Institutional AI · Alternative Asset Managers · NIST AI RMF Aligned

Institutional AI for
alternative asset managers.

Reference architecture, governance, and the operating model that scales from one use case to the firm's institutional intelligence layer. Aligned to NIST AI RMF, the Treasury / CRI Financial Services AI RMF, and ISO/IEC 42001. Proven CTO across funds from $10B to $1T+ AUM.

>
20+
Years
Finance & Technology
Proven
CTO
PE, Hedge Funds, Asset Mgmt
3 to 300
Team Scale
Built & Led Globally
$400M+
M&A
Technical Due Diligence
NIST AI RMF
FS AI RMF (Treasury / CRI)
ISO/IEC 42001
NIST AI 600-1 GenAI Profile
Bronze / Silver / Gold
AI Council Governance
Model Use Register
Zero Data Retention
Model Context Protocol
Eval Discipline
Vendor Pressure-Test
Build vs. Buy
Agentic Workflows
NIST CSF 2.0
NYDFS Part 500
NIST AI RMF
FS AI RMF (Treasury / CRI)
ISO/IEC 42001
NIST AI 600-1 GenAI Profile
Bronze / Silver / Gold
AI Council Governance
Model Use Register
Zero Data Retention
Model Context Protocol
Eval Discipline
Vendor Pressure-Test
Build vs. Buy
Agentic Workflows
NIST CSF 2.0
NYDFS Part 500
The Landscape

Most firms are buying AI.
A few are building edge.

Every firm has a pilot. Few have shipped. The gap between a slide deck and a working institutional intelligence layer is where alpha lives — and where I operate.

24%

Have AI agents in production

Of asset management and PE firms in early 2026. 68% are still piloting. The ones who shipped are compounding their lead daily.

<40%

See measurable gains

Nearly 90% of firms have invested in AI. Fewer than 40% report measurable gains — most are bolting AI onto discrete tasks instead of rebuilding how work gets done.

$101M

Average 2026 AI spend

At investment firms with $1B+ in revenue. 78% call AI their top near-term priority through any recession. The leaders are spending. The laggards are debating.

Capabilities

What I bring to your firm

The institutional intelligence layer: alpha for the investment team, ROI across the firm, defensibility for the regulator. Production systems, not slide decks.

Track Record

Over two decades taking ideas
from inception to scale.

First principles approach. Identifying and solving the problems that matter most.

Engagement

Three ways to work together.

Limited engagements. Direct accountability. Measurable impact.

Advisory

Strategic Counsel

Monthly strategy sessions, architecture review, AI roadmap, vendor pressure-tests, and board-level technology guidance. Ideal for firms standing up their AI program.

  • Institutional AI roadmap and 90-day plan
  • AI Council stand-up and board reporting
  • Vendor pressure-test and build vs. buy
Fractional CTO / Head of AI

Embedded Leadership

2 to 3 days per week working alongside your team. Hands-on leadership of the institutional intelligence layer: architecture, governance, evals, and the first flagship use cases. The engagement most clients choose.

  • Hands-on execution and team leadership
  • Bronze / Silver / Gold architecture in production
  • AI Council and governance operationalized
  • Hiring and org development
Project Based

Scoped Delivery

AI maturity diagnostic, vendor pressure-test playbook, AI Council stand-up, use case onboarding, technical due diligence, and SOC architecture.

  • Capability maturity diagnostic
  • NIST AI RMF and FS AI RMF assessment
  • Vendor pressure-test and lock-in audit
What's Keeping You Up

Describe your biggest
technology challenge.

I read every submission. Let's see if I can help.

Standing Up Institutional AI
Investment Team Copilot
Build vs. Buy / Vendor Pressure-Test
ZDR, MNPI & ACL Propagation
IR / DDQ Automation
AI Council & Governance Stand-up
Next Step

You don't need another vendor demo.
You need an operator who's stood up
institutional AI inside a real firm.

Fractional CTO, Head of AI, or scoped engagement. A 45-minute maturity diagnostic — your answers, my honest read of your gap.

Start a Conversation →